SFC Licences of LAM Chi Mei 林紫薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 23 January 2013 06 September 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 23 January 2013 06 September 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 25 January 2010 07 January 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 25 January 2010 07 January 2013