SFC Licences of LAM Chi Mei 林紫薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 January 2013 | 06 September 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 January 2013 | 06 September 2014 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 25 January 2010 | 07 January 2013 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 25 January 2010 | 07 January 2013 |