SFC Licences of BALDWIN Tristan James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RO | 7 | 17 August 2017 | |
Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RO | 1 | 17 August 2017 | |
Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 7 | 29 June 2017 | 17 August 2017 |
Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 29 June 2017 | 17 August 2017 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 11 January 2010 | 11 February 2010 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 11 January 2010 | 11 February 2010 |