SFC Licences of VERMA Shirish Ramesh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 02 November 2010 20 March 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 November 2010 20 March 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 11 January 2010 30 September 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 11 January 2010 30 September 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 11 January 2010 30 September 2010