SFC Licences of CHAN Pui Yi 陳佩儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Qiaocheng (Asia) Asset Management Company Limited 僑城(亞洲)資產管理有限公司 | RO | 9 | 29 June 2021 | 01 November 2023 |
Qiaocheng (Asia) Asset Management Company Limited 僑城(亞洲)資產管理有限公司 | RO | 4 | 29 June 2021 | 01 November 2023 |
CS Wealth Asset Management Limited 中策富澤資產管理有限公司 | RO | 9 | 31 October 2017 | 20 April 2020 |
CS Wealth Asset Management Limited 中策富澤資產管理有限公司 | RO | 4 | 31 October 2017 | 20 April 2020 |
Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RO | 4 | 23 March 2017 | 13 August 2017 |
Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RO | 9 | 17 August 2016 | 13 August 2017 |
Yue Xiu Asset Management Limited 越秀資產管理有限公司 | RE | 9 | 20 June 2016 | 17 August 2016 |
IP Investment Management (HK) Limited | RO | 9 | 21 December 2015 | 13 May 2016 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 28 December 2012 | 20 August 2013 |
Winton Capital Asia Limited 元盛資產管理有限公司 | RE | 9 | 19 January 2010 | 01 February 2011 |