SFC Licences of DU Chao 杜超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 6 06 September 2016 14 February 2020
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 1, 4, 9 12 October 2015 12 November 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 6 05 March 2012 09 September 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1, 6 12 January 2010 07 July 2011