SFC Licences of DU Chao 杜超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 06 September 2016 | 14 February 2020 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 9 | 12 October 2015 | 12 November 2015 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 4 | 12 October 2015 | 12 November 2015 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 1 | 12 October 2015 | 12 November 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 09 September 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 12 January 2010 | 07 July 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 12 January 2010 | 07 July 2011 |