SFC Licences of LAU Yuk Leung, Darwin 劉玉良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 | RO | 4 | 04 May 2020 | 11 February 2022 |
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 | RO | 1 | 25 November 2019 | 11 February 2022 |
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 | RE | 1 | 21 August 2019 | 25 November 2019 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 02 May 2017 | 09 August 2019 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 25 February 2010 | 11 April 2017 |