SFC Licences of YE Xiao 叶晓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 04 May 2022 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 05 October 2015 | 30 June 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 October 2015 | 30 June 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 October 2015 | 30 June 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 20 September 2010 | 08 August 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 20 September 2010 | 08 August 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 September 2010 | 08 August 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 12 January 2010 | 11 September 2010 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 12 January 2010 | 11 September 2010 |