SFC Licences of AN Qi 安琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 23 May 2022 | |
Merrill Lynch Far East Limited | RE | 1 | 23 May 2022 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 May 2022 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 30 March 2015 | 14 February 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 30 March 2015 | 14 February 2022 |
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 4 | 30 May 2013 | 28 January 2015 |
Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 1 | 30 May 2013 | 28 January 2015 |
UBS Securities Asia Limited | RE | 1 | 11 January 2010 | 30 October 2012 |