SFC Licences of CHOI Shing Yan 蔡承恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AA Investment Management Limited 安安投資管理有限公司 | RE | 1 | 24 February 2022 | 13 May 2022 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RO | 4 | 08 February 2021 | 22 August 2021 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RO | 2 | 15 November 2017 | 22 August 2021 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RO | 1 | 15 November 2017 | 22 August 2021 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 27 June 2017 | 15 November 2017 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 27 June 2017 | 15 November 2017 |
| Chuenman Securities Limited 川文證券有限公司 | RO | 1 | 08 August 2016 | 20 June 2017 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 20 May 2014 | 25 July 2016 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 20 May 2014 | 25 July 2016 |
| Gransing Securities Co., Limited 國投證券有限公司 | RE | 1 | 05 March 2014 | 22 April 2014 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 17 February 2010 | 12 February 2014 |