SFC Licences of PAROT Matthieu William Christian Henri
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OTCex Hong Kong Limited | RE | 2 | 04 July 2022 | |
OTCex Hong Kong Limited | RE | 1 | 04 July 2022 | |
De Riva Asia Limited | RE | 2 | 08 January 2016 | 10 June 2022 |
De Riva Asia Limited | RE | 1 | 08 January 2016 | 10 June 2022 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 July 2015 | 01 January 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 July 2015 | 01 January 2016 |
Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 2 | 15 December 2014 | 12 March 2015 |
Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 1 | 15 December 2014 | 12 March 2015 |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 25 November 2010 | 29 August 2014 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 25 November 2010 | 29 August 2014 |
Vantage Capital Markets HK Limited | RE | 1 | 12 January 2010 | 16 November 2010 |
Vantage Capital Markets HK Limited | RE | 2 | 12 January 2010 | 16 November 2010 |