SFC Licences of CHAN Sau Han 陳秀嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 | RE | 9 | 03 March 2021 | 06 June 2021 |
| Aspenwood Capital Limited 嘉桓資本有限公司 | RE | 4 | 19 January 2021 | 06 June 2021 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 17 March 2017 | 04 January 2021 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 17 March 2017 | 04 January 2021 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 24 October 2016 | 05 March 2017 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 24 October 2016 | 05 March 2017 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 24 October 2016 | 05 March 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 04 January 2016 | 31 May 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 04 January 2016 | 31 May 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 04 January 2016 | 31 May 2016 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 November 2014 | 17 June 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 13 January 2010 | 27 September 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 13 January 2010 | 27 September 2014 |