SFC Licences of NGA Shang Jie Dorcas 倪尚洁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 October 2011 | 31 August 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 31 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 January 2010 | 31 August 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 January 2010 | 31 August 2010 |