SFC Licences of LI Sung Tat 李崇達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 07 March 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 16 December 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 05 November 2021 07 March 2022
First Prosperous Capital Company Limited 瀚盛資本有限公司
RO 1, 6 12 August 2021 12 October 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 18 June 2019 30 July 2021
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司
RE 6 18 June 2019 30 July 2021
CMBC International Capital Limited 民銀資本有限公司
RO 1 31 October 2018 26 May 2019
CMBC International Capital Limited 民銀資本有限公司
RE 6 11 June 2018 26 May 2019
CMBC Securities Company Limited 民銀證券有限公司
RE 1 11 June 2018 26 May 2019
CMBC International Capital Limited 民銀資本有限公司
RE 1 11 June 2018 31 October 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 22 July 2014 21 May 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 22 July 2014 21 May 2018
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 25 August 2011 04 July 2014
Kaiser Futures Limited 嘉信期貨有限公司
RE 2 12 February 2010 19 March 2010
Kaiser Securities Limited 嘉信証券有限公司
RE 1 12 February 2010 19 March 2010