SFC Licences of WU Pei Wei 吳佩偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Substance Asset Management Limited 元實資產管理有限公司 | RO | 9 | 19 April 2022 | 30 April 2023 |
| Substance Asset Management Limited 元實資產管理有限公司 | RO | 4 | 19 April 2022 | 30 April 2023 |
| Substance Capital (HK) Limited 元實資本有限公司 | RO | 1 | 28 February 2018 | 07 July 2021 |
| Substance Capital (HK) Limited 元實資本有限公司 | RO | 9 | 12 December 2016 | 28 September 2022 |
| Substance Capital (HK) Limited 元實資本有限公司 | RO | 4 | 12 December 2016 | 28 September 2022 |
| Substance Capital (HK) Limited 元實資本有限公司 | RE | 9 | 05 December 2016 | 12 December 2016 |
| Substance Capital (HK) Limited 元實資本有限公司 | RE | 4 | 05 December 2016 | 12 December 2016 |
| Maxcess Capital Limited 至成資本有限公司 | RO | 9 | 14 January 2016 | 30 November 2016 |
| Maxcess Capital Limited 至成資本有限公司 | RO | 4 | 14 January 2016 | 30 November 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 January 2010 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 January 2010 | 06 December 2010 |