SFC Licences of CHAN Kin Kwan 陳健君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kaiser Capital Management Limited 嘉信資本管理有限公司 | RE | 4 | 25 April 2022 | |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 25 April 2022 | |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 25 April 2022 | |
Arta Global Futures Limited 裕承環球期貨有限公司 | RE | 2 | 22 February 2021 | 06 March 2022 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 4 | 29 December 2020 | 06 March 2022 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 29 December 2020 | 06 March 2022 |
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 | RE | 9 | 07 June 2018 | 31 March 2019 |
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 | RE | 4 | 07 June 2018 | 31 March 2019 |
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 | RE | 1 | 07 June 2018 | 31 March 2019 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 01 February 2017 | 25 February 2017 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 14 November 2016 | 25 February 2017 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 15 January 2010 | 06 February 2016 |