SFC Licences of CHAN Kin Kwan 陳健君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaiser Capital Management Limited 嘉信資本管理有限公司 RE 4 25 April 2022
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 25 April 2022
Kaiser Securities Limited 嘉信証券有限公司 RE 1 25 April 2022
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 22 February 2021 06 March 2022
Arta Global Markets Limited 裕承環球巿場有限公司 RE 4 29 December 2020 06 March 2022
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 29 December 2020 06 March 2022
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RE 9 07 June 2018 31 March 2019
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RE 4 07 June 2018 31 March 2019
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 RE 1 07 June 2018 31 March 2019
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 01 February 2017 25 February 2017
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 14 November 2016 25 February 2017
Success Securities Limited 實德證券有限公司 RE 1 15 January 2010 06 February 2016