SFC Licences of WOODS John Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 December 2012 | 11 June 2015 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 26 August 2011 | 17 December 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 18 January 2010 | 07 July 2011 |