SFC Licences of AGARWAL Yash
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Future Growth Asset Management Limited 聚合資產管理有限公司 | RO | 9 | 08 October 2021 | 28 February 2022 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 | RO | 4 | 08 October 2021 | 28 February 2022 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 2 | 08 April 2021 | 28 February 2022 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 1 | 08 April 2021 | 28 February 2022 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 | RE | 9 | 08 April 2021 | 08 October 2021 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 | RE | 4 | 08 April 2021 | 08 October 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 February 2010 | 05 July 2016 |
| UBS Securities Asia Limited | RE | 1 | 01 February 2010 | 05 July 2016 |
| UBS Securities Asia Limited | RE | 2 | 01 February 2010 | 05 July 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 01 February 2010 | 05 July 2016 |