SFC Licences of LAM Chun Yim 林駿棪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 08 January 2024 | |
Lego Securities Limited 力高證券有限公司 | RE | 1 | 03 May 2023 | 05 December 2023 |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 1 | 23 April 2020 | 24 April 2023 |
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 14 February 2019 | 03 April 2020 |
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 9 | 14 February 2019 | 03 April 2020 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 14 February 2019 | 03 April 2020 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 16 June 2017 | 03 January 2019 |
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 4 | 22 April 2013 | 06 August 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 16 October 2012 | 03 January 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 October 2012 | 03 January 2019 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 31 July 2012 | 06 October 2012 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 18 January 2010 | 06 October 2012 |