SFC Licences of LEE Ying Kin 李英健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Equities First Holdings Hong Kong Limited RE 1 07 August 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司 RO 6 02 September 2022 15 July 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 1 21 September 2018 15 July 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 6 21 September 2018 02 September 2022
Mason Global Capital Limited 茂宸環球資本有限公司 RE 6 05 July 2018 05 September 2018
Mason Securities Limited 茂宸證券有限公司 RE 1 09 December 2016 05 September 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 08 August 2011 15 January 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 08 August 2011 15 January 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 08 August 2011 31 January 2012
Haitong International Capital Limited 海通國際資本有限公司 RE 6 25 February 2010 29 July 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 25 February 2010 29 July 2011