SFC Licences of WERNER Michael Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 12 March 2019 | 14 March 2019 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 09 December 2013 | 15 December 2013 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 28 October 2013 | 10 November 2013 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 24 October 2011 | 11 September 2013 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 24 October 2011 | 11 September 2013 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 02 February 2010 | 24 October 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 02 February 2010 | 24 October 2011 |