SFC Licences of LAI Wai Ming 黎偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 07 April 2011 | |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 30 March 2011 | |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 22 January 2010 | 24 March 2011 |