SFC Licences of TSOI Ka Wai, Derek 蔡家威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FE Securities Limited 廣利證券有限公司 | RE | 1 | 12 April 2021 | |
Seaga International Limited 恒昇證券有限公司 | RE | 1 | 09 June 2020 | 31 March 2021 |
Tang Ping Kong Limited 太平行證券有限公司 | RE | 4 | 16 January 2018 | 30 April 2020 |
Tang Ping Kong Limited 太平行證券有限公司 | RE | 1 | 11 September 2017 | 30 April 2020 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 28 January 2016 | 31 July 2017 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 09 July 2015 | 06 October 2015 |
Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 1 | 22 January 2010 | 13 June 2015 |