SFC Licences of TONG Tsz Ying 湯芷瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 20 February 2018 | 16 December 2021 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 20 February 2018 | 16 December 2021 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 1 | 10 January 2017 | 21 August 2017 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 16 September 2014 | 30 December 2016 |
| orientiert XYZ Securities Limited | RE | 9 | 20 November 2012 | 19 April 2014 |
| orientiert XYZ Securities Limited | RE | 1 | 02 March 2012 | 19 April 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 03 June 2010 | 05 December 2011 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 26 February 2010 | 03 June 2010 |