SFC Licences of LU Yapeng 呂亞鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 RE 9 08 August 2023 24 November 2023
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 RE 4 08 August 2023 24 November 2023
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 RE 1 08 August 2023 24 November 2023
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 RO 9 20 December 2022 08 August 2023
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 RO 4 20 December 2022 08 August 2023
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 RO 1 20 December 2022 08 August 2023
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 RE 9 13 December 2021 20 December 2022
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 RE 4 13 December 2021 20 December 2022
Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 RE 1 13 December 2021 20 December 2022
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 15 August 2014 01 June 2018
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 15 August 2014 01 June 2018
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 15 August 2014 01 June 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 4 15 October 2013 07 August 2014
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 24 February 2011 27 September 2013
Haitong International Research Limited 海通國際研究有限公司 RE 4 13 April 2010 01 February 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 4 21 January 2010 07 January 2011