SFC Licences of CUNNINGTON Guillaume Serge Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Market Securities (Hong Kong) Limited | RO | 2 | 26 October 2021 | 11 March 2022 |
Market Securities (Hong Kong) Limited | RO | 1 | 26 October 2021 | 11 March 2022 |
Market Securities (Hong Kong) Limited | RE | 2 | 06 July 2021 | 26 October 2021 |
Market Securities (Hong Kong) Limited | RE | 1 | 06 July 2021 | 26 October 2021 |
Qantex Capital Markets Limited | RO | 1 | 31 January 2020 | 10 December 2020 |
Qantex Capital Markets Limited | RE | 2 | 07 August 2018 | 10 December 2020 |
Qantex Capital Markets Limited | RE | 1 | 07 August 2018 | 31 January 2020 |
Qantex Capital Markets Limited | RO | 2 | 15 February 2018 | 07 August 2018 |
Qantex Capital Markets Limited | RO | 1 | 15 February 2018 | 07 August 2018 |
Qantex Capital Markets Limited | RE | 2 | 02 January 2018 | 15 February 2018 |
Qantex Capital Markets Limited | RE | 1 | 02 January 2018 | 15 February 2018 |
Celera Markets Limited 晟雷市場有限公司 | RO | 2 | 06 June 2016 | 09 December 2017 |
Celera Markets Limited 晟雷市場有限公司 | RO | 1 | 06 June 2016 | 09 December 2017 |
Celera Markets Limited 晟雷市場有限公司 | RE | 2 | 10 March 2016 | 06 June 2016 |
Celera Markets Limited 晟雷市場有限公司 | RE | 1 | 10 March 2016 | 06 June 2016 |
Vantage Capital Markets HK Limited | RO | 2 | 27 September 2012 | 31 July 2015 |
Vantage Capital Markets HK Limited | RO | 1 | 27 September 2012 | 31 July 2015 |
Vantage Capital Markets HK Limited | RE | 2 | 09 July 2012 | 27 September 2012 |
Vantage Capital Markets HK Limited | RE | 1 | 09 July 2012 | 27 September 2012 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 13 February 2012 | 13 February 2012 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 2 | 28 October 2011 | 13 February 2012 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 14 March 2011 | 13 February 2012 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 14 March 2011 | 28 October 2011 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 25 January 2010 | 11 November 2010 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 25 January 2010 | 11 November 2010 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 25 January 2010 | 11 November 2010 |