SFC Licences of TSE Si Wai 謝斯瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 18 December 2020 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 30 June 2011 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 June 2011 | |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 28 January 2010 | 09 June 2011 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 28 January 2010 | 09 June 2011 |