SFC Licences of NG Ting Chi 吳廷智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 | RO | 6 | 23 December 2022 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 06 May 2020 | 14 January 2022 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 06 May 2020 | 14 January 2022 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 06 May 2020 | 14 January 2022 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 10 March 2020 | 06 May 2020 |
| Ample Capital Limited 豐盛融資有限公司 | RO | 6 | 09 October 2017 | 10 February 2020 |
| Alpha Financial Group Limited 首盛資本集團有限公司 | RE | 1 | 01 March 2016 | 30 September 2019 |
| Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 13 March 2014 | 09 October 2017 |
| Jimei Securities Limited 集美證券有限公司 | RE | 1 | 22 February 2010 | 10 September 2010 |