SFC Licences of SWAN Dominic Noel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 24 October 2019 | 01 November 2019 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 24 October 2019 | 01 November 2019 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 20 May 2019 | 24 May 2019 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 20 May 2019 | 24 May 2019 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 24 January 2019 | 01 February 2019 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 24 January 2019 | 01 February 2019 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 26 January 2010 | 25 February 2010 |
| Halbis Capital Management (Hong Kong) Limited | RE | 1 | 26 January 2010 | 25 February 2010 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 26 January 2010 | 25 February 2010 |