SFC Licences of KIM Ivy Kang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 18 March 2016 | 14 November 2019 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 23 July 2014 | 16 January 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 03 May 2011 | 15 May 2014 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 03 May 2011 | 15 May 2014 |
KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 1 | 17 February 2010 | 01 April 2011 |
KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 4 | 17 February 2010 | 01 April 2011 |