SFC Licences of LAU Muk Hoi 柳木海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RO 2, 5 20 May 2022
Guotai Junan FX Limited 國泰君安外匯有限公司
RE 3 24 December 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RO 1, 4 27 December 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2, 5 24 October 2018 20 May 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 24 October 2018 27 December 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 4 16 December 2016 31 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 2 07 November 2016 31 August 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 09 September 2016 31 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4 09 September 2016 16 December 2016
BOCI Securities Limited 中銀國際證券有限公司
RE 2, 5 09 July 2014 29 July 2016
BOCI Securities Limited 中銀國際證券有限公司
RO 1, 4 11 February 2014 29 July 2016
BOCI Asset Management Limited 中銀國際資產管理有限公司
RE 9 16 December 2013 30 June 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 4 08 February 2010 11 February 2014