| Institution |
Role |
Licences |
Start date |
End date |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
|
RO |
2, 5 |
20 May 2022 |
|
Guotai Junan FX Limited 國泰君安外匯有限公司
|
RE |
3 |
24 December 2021 |
|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RO |
1, 4 |
27 December 2018 |
|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
|
RE |
2, 5 |
24 October 2018 |
20 May 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
|
RE |
1, 4 |
24 October 2018 |
27 December 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RO |
1, 4 |
16 December 2016 |
31 August 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
2 |
07 November 2016 |
31 August 2018 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
|
RE |
2, 5 |
09 September 2016 |
31 August 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
1, 4 |
09 September 2016 |
16 December 2016 |
BOCI Securities Limited 中銀國際證券有限公司
|
RE |
2, 5 |
09 July 2014 |
29 July 2016 |
BOCI Securities Limited 中銀國際證券有限公司
|
RO |
1, 4 |
11 February 2014 |
29 July 2016 |
BOCI Asset Management Limited 中銀國際資產管理有限公司
|
RE |
9 |
16 December 2013 |
30 June 2014 |
BOCI Securities Limited 中銀國際證券有限公司
|
RE |
1, 4 |
08 February 2010 |
11 February 2014 |