SFC Licences of LAU Muk Hoi 柳木海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMBC International Futures Company Limited 民銀國際期貨有限公司	RO	2	28 February 2024
CMBC Securities Company Limited 民銀證券有限公司	RO	4	28 February 2024
CMBC Securities Company Limited 民銀證券有限公司	RO	1	28 February 2024
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	5	20 May 2022	05 January 2024
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	2	20 May 2022	05 January 2024
Guotai Junan FX Limited 國泰君安外匯有限公司	RE	3	24 December 2021	05 January 2024
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	4	27 December 2018	05 January 2024
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	27 December 2018	05 January 2024
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	5	24 October 2018	20 May 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	24 October 2018	20 May 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	24 October 2018	27 December 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	24 October 2018	27 December 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	4	16 December 2016	31 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	1	16 December 2016	31 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	2	07 November 2016	31 August 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	5	09 September 2016	31 August 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	09 September 2016	31 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	09 September 2016	16 December 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	09 September 2016	16 December 2016
BOCI Securities Limited 中銀國際證券有限公司	RE	5	09 July 2014	29 July 2016
BOCI Securities Limited 中銀國際證券有限公司	RE	2	09 July 2014	29 July 2016
BOCI Securities Limited 中銀國際證券有限公司	RO	4	11 February 2014	29 July 2016
BOCI Securities Limited 中銀國際證券有限公司	RO	1	11 February 2014	29 July 2016
BOCI Asset Management Limited 中銀國際資產管理有限公司	RE	9	16 December 2013	30 June 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	1	08 February 2010	11 February 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	4	08 February 2010	11 February 2014