SFC Licences of KIM Gil Hyung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 10 February 2023 | 15 February 2023 |
UBS Securities Asia Limited | RE | 4 | 17 January 2023 | 20 January 2023 |
UBS Securities Asia Limited | RE | 4 | 16 August 2019 | 23 August 2019 |
UBS Securities Asia Limited | RE | 4 | 07 March 2019 | 13 March 2019 |
UBS Securities Asia Limited | RE | 4 | 17 January 2019 | 23 January 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 03 February 2010 | 31 December 2011 |