SFC Licences of LAI Tsz Wo, Wanda 黎籽禾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 20 January 2022 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 12 January 2016 | 26 September 2017 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 12 January 2016 | 26 September 2017 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 12 January 2016 | 26 September 2017 |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 22 October 2014 | 28 October 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 September 2010 | 09 July 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 08 February 2010 | 09 July 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 08 February 2010 | 23 May 2012 |