SFC Licences of LO Kwok On 羅國安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AIM Capital Consortium Limited RE 9 12 May 2022
AIM Capital Consortium Limited RE 4 12 May 2022
Natixis Asia Limited RE 1 15 March 2010 30 July 2021
Natixis Asia Limited RE 4 15 March 2010 30 July 2021