SFC Licences of LIU Xi 劉曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
R Squared Limited 阿方投資管理有限公司 | RO | 9 | 16 September 2020 | |
MG Wealth Management Limited 萬兆豐財富管理有限公司 | RO | 9 | 23 August 2019 | 14 August 2020 |
D'Asie Asset Management Limited 達則資產管理有限公司 | RO | 9 | 15 April 2019 | 31 July 2019 |
NNFE International Asset Management Limited 新毅國際資產管理有限公司 | RO | 9 | 07 December 2017 | 31 July 2018 |
New Vision Asset Management Limited 新盛資產管理有限公司 | RO | 9 | 20 April 2012 | 30 September 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 February 2010 | 02 June 2011 |