SFC Licences of SHIM Chi Wing 單志榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
First Shanghai Futures Limited 第一上海期貨有限公司	RO	2	18 January 2023
First Shanghai Securities Limited 第一上海證券有限公司	RO	1	18 January 2023
First Shanghai Futures Limited 第一上海期貨有限公司	RE	2	01 December 2022	18 January 2023
First Shanghai Securities Limited 第一上海證券有限公司	RE	1	01 December 2022	18 January 2023
Zero2IPO Asset Management Limited 清科資產管理有限公司	RO	9	21 March 2022	16 October 2022
Zero2IPO Asset Management Limited 清科資產管理有限公司	RO	4	21 March 2022	16 October 2022
Zero2IPO Securities Limited 清科證券有限公司	RO	2	23 November 2021	16 October 2022
Zero2IPO Securities Limited 清科證券有限公司	RO	1	23 November 2021	16 October 2022
Bright Smart Asset Management Limited 耀才資產管理有限公司	RE	9	04 January 2018	31 May 2021
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RO	1	18 August 2017	31 May 2021
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RO	2	18 August 2017	31 May 2021
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	03 February 2010	18 August 2017
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	03 February 2010	18 August 2017