SFC Licences of YU Yinghua 於穎華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 29 November 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 08 November 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 26 March 2018 24 September 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 01 February 2017 27 January 2018
CLSA Limited 中信里昂證券有限公司 RE 4 01 February 2017 27 January 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 01 February 2017 27 January 2018
CLSA Limited 中信里昂證券有限公司 RE 1 01 February 2017 27 January 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 02 February 2010 13 December 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 02 February 2010 13 December 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 02 February 2010 13 December 2016