SFC Licences of YU Yinghua 於穎華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 November 2021 | 10 October 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 08 November 2021 | 10 October 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 26 March 2018 | 24 September 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 01 February 2017 | 27 January 2018 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 01 February 2017 | 27 January 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 February 2017 | 27 January 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 February 2017 | 27 January 2018 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 02 February 2010 | 13 December 2016 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 02 February 2010 | 13 December 2016 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 02 February 2010 | 13 December 2016 |