SFC Licences of FAN Wenchao 范文超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 2 | 03 September 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 16 January 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 16 January 2020 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 19 February 2014 | 09 October 2019 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 August 2012 | 09 October 2019 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 22 February 2010 | 17 September 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 22 February 2010 | 17 September 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 22 February 2010 | 17 September 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 22 February 2010 | 17 September 2010 |