SFC Licences of CHAN Kin Man 陳建文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 03 March 2016 | 15 September 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 03 March 2016 | 15 September 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 09 January 2013 | 05 November 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 January 2013 | 05 November 2015 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 3 | 29 June 2012 | 19 November 2012 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 29 June 2012 | 19 November 2012 |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 17 June 2011 | 15 June 2012 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 17 June 2011 | 15 June 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 01 February 2010 | 08 June 2011 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 February 2010 | 08 June 2011 |