SFC Licences of CHUI Wai Fong 徐惠芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 4 | 22 May 2023 | 14 July 2023 |
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 22 May 2023 | 14 July 2023 |
| Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 5 | 22 May 2023 | 14 July 2023 |
| Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 22 May 2023 | 14 July 2023 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 05 November 2018 | 14 August 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 November 2018 | 14 August 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 November 2012 | 14 August 2022 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 03 October 2011 | 14 August 2022 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 17 December 2010 | 14 August 2022 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 3 | 26 February 2010 | 21 June 2010 |