SFC Licences of LAI Lap Yan 賴立人

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RO	2	12 March 2021
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	14 September 2020	12 March 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	14 September 2020
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RO	2	28 February 2019	31 August 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	26 February 2014	31 August 2020
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	26 February 2014	28 February 2019
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	12 March 2012	16 February 2014
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	12 March 2012	16 February 2014
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	08 September 2011	21 December 2011
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	08 September 2011	21 December 2011
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	08 September 2011	21 December 2011
Emperor Wealth Management Limited 英皇財富管理有限公司	RE	1	05 May 2010	05 September 2011
Emperor Securities Limited 英皇證券有限公司	RE	1	03 February 2010	05 September 2011
Emperor Futures Limited 英皇期貨有限公司	RE	2	03 February 2010	05 September 2011