SFC Licences of CHEN Zibo 陳子博
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Robeco Hong Kong Limited | RE | 9 | 19 November 2018 | |
Robeco Hong Kong Limited | RE | 4 | 19 November 2018 | |
Robeco Hong Kong Limited | RE | 1 | 19 November 2018 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 24 February 2015 | 18 October 2018 |
Japaninvest (Hong Kong) Limited | RE | 4 | 17 December 2013 | 30 January 2015 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 31 December 2012 | 16 November 2013 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 04 July 2011 | 31 December 2012 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 4 | 03 February 2010 | 28 June 2011 |