SFC Licences of KWAN Ting Gee 關婷之

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 21 October 2019
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 1 21 October 2019
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 05 October 2016 03 August 2018
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 05 October 2016 03 August 2018
JPMorgan Asset Management (Asia Pacific) Limited RE 9 05 October 2016 03 August 2018
JPMorgan Asset Management (Asia Pacific) Limited RE 4 05 October 2016 03 August 2018
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 05 October 2016 03 August 2018
JF International Management Inc. RE 9 05 October 2016 03 July 2018
JF International Management Inc. RE 4 05 October 2016 03 July 2018
Brown Brothers Harriman (Hong Kong) Limited RE 1 24 July 2012 12 December 2014
Win Securities Limited 贏證券有限公司 RE 7 31 March 2010 17 February 2012
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 7 31 March 2010 17 February 2012
Win Securities Limited 贏證券有限公司 RE 1 31 March 2010 17 February 2012
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 1 31 March 2010 17 February 2012