SFC Licences of WAN Ho Lam 尹浩霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 4 | 12 October 2022 | |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 12 October 2022 | |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 4 | 18 May 2022 | 01 October 2022 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 18 June 2020 | 01 October 2022 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 21 May 2020 | 01 October 2022 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 | RE | 9 | 29 May 2018 | 27 March 2020 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 | RE | 4 | 29 May 2018 | 27 March 2020 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 17 July 2015 | 16 August 2017 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 17 July 2015 | 16 August 2017 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 17 July 2015 | 16 August 2017 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 3 | 08 February 2010 | 01 March 2010 |