SFC Licences of LI Kwong Chee, Eric 李廣志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 June 2014 | |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 17 May 2010 | 31 July 2011 |