SFC Licences of HAU Woon Ki 侯煥基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 21 October 2013 | 28 July 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 February 2010 | 28 July 2016 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 February 2010 | 28 July 2016 |