SFC Licences of SHAH Junaid Hussain
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 28 July 2014 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 28 July 2014 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 28 July 2014 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 July 2014 | |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 09 February 2010 | 14 April 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 February 2010 | 14 April 2014 |