SFC Licences of CHAN Kwan Yiu, Nelson 陳君堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 August 2010 | 20 March 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 August 2010 | 20 March 2014 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 10 February 2010 | 14 July 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 10 February 2010 | 14 July 2010 |