SFC Licences of HUNG Chiu Loi 洪超來

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 23 January 2020
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 23 January 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 1 23 January 2020
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 4 08 January 2019 01 May 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 29 November 2018 01 May 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 29 November 2018 01 May 2019
China Vered Securities Limited 中薇證券有限公司 RE 4 16 August 2018 31 October 2018
China Vered Securities Limited 中薇證券有限公司 RE 1 20 July 2018 31 October 2018
China Vered Securities Limited 中薇證券有限公司 RE 2 20 July 2018 31 October 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 02 April 2014 17 June 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 02 April 2014 17 June 2018
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 21 May 2012 07 March 2014
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 21 May 2012 07 March 2014
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 08 February 2012 07 May 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 08 February 2012 07 May 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 10 February 2010 27 December 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 10 February 2010 27 December 2011