SFC Licences of ZHOU Peng 周鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 | RO | 6 | 13 August 2020 | 07 June 2023 |
Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 | RE | 6 | 17 June 2020 | 13 August 2020 |
China Enterprise Capital Company Limited 華業金控資本有限公司 | RO | 6 | 28 February 2020 | 11 May 2020 |
Green Capital Limited 綠色資本有限公司 | RO | 6 | 05 September 2017 | 04 May 2018 |
Green Capital Limited 綠色資本有限公司 | RO | 6 | 08 July 2016 | 08 January 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 14 June 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 February 2010 | 22 March 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 12 February 2010 | 22 March 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 12 February 2010 | 22 March 2010 |