SFC Licences of LAM Tim Yi, Emily 林恬兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 November 2010 | 16 December 2014 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 February 2010 | 11 October 2010 |